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Regulatory News

Regulatory Developments March 2024

Regulatory Developments December 2023

GFSC News - August 2023

Regulatory Developments September 2023

FCA Expectations for UK Cryptoasset Businesses Complying with the Travel Rule

GFSC News - July 2023

Regulatory Developments April 2023

Firm Details Attestation and Staff Directory Confirmation

IFPR Remuneration Policy and Disclosure

Regulatory Developments February 2023

The Consumer Duty

FCA Financial Promotion Regime

Consumer Duty Update

Regulatory Developments December 2022

New Appointed Representative Regime

Financial Promotion Rules for High-Risk Investments

AIFMD Annex IV Reporting

Consumer Duty Policy Statement

Regulatory Developments September 2022

FCA's Portfolio Letter: Our Alternatives Supervision Strategy

Improvements to the Appointed Representatives Regime

Regulatory Developments July 2022

Financial Crime Controls – Challenger Banks

FCA Fines Ghana International Bank for Failoings in Its Anti-Money Laundering Controls

Investment Firms Prudential Regime (IFPR) Update

Consumer Duty - a fundamental shift in industry mindset

Time Is Running Out to Submit Your Firm Details Attestation and Staff Directory Confirmation

Situation in Russia and Ukraine

FCA Consultation Paper on financial promotion rules for high-risk investments and cryptoassets

Improving the Appointed Representative Regime

It Is Time to Submit Your Firm Details Attestation and Staff Directory Confirmation

Updates to the Transparency International Corruption Perception Index

Changes to FCA Authorisation & Application Fees

The new IFPR is now in effect - what next?

HSBC Fined for Failings in the Anti-Money Laundering Process

2022 Gateway Online Courses

How Regulated Firms Can Successfully Navigate the AML Landscape

IFPR update by the FCA

Remote and Hybrid Working Expectations

Remote and Hybrid Working Expectations

Investment Firms Prudential Regime Final Rules Published

Dear CEO Letter to Wealth Managers and Stockbrokers

The Risks of Digital Token Regulation

The Three Lines of Defence

Financial Crime Focus

CP21 26 Summary

FCA Business Plan 2021/22: A new era of assertiveness for the UK regulator

IFPR Mailout Brochure (Exempt CAD)

Why use a regulatory hosting umbrella?

New Prudential Regime for Investment Firms

AML Systems and Controls – An Ever-Increasing Area of Focus

ESMA Guidelines on Liquidity Stress Testing in UCITS and AIFS

ESG: A changing regulatory landscape

A letter to our clients: Wind-down Plan Requirements

October 2020 Brexit

August 2020 Prudential Regime Updates

May 2020 An Update on Scams

April 2020 Changes to Regulatory Reporting

April 2020 Changes to SM&CR deadlines

Dear CEO Letter March 2020

Newgate News Dear CEO Letters - January 2020

Fifth Money Laundering Directive

NEW: Conduct Rules Training

'Inside FCA': Podcast on SM&CR

CSSF announcement prepares UK firms for Hard Brexit

Policy Statement 19/20 SM&CR Final Rules

Dear CEO letter - June 2019

FCA Business Plan 2019/20

FCA Business Plan 2018/19

General Data Protection Regulation ("GDPR") 2018

FCA Regulatory Business Plan 2017/18

Newgate News - Market Soundings for MSRs

Newgate News - Market Soundings for DMPs

Special Edition - FCA Business Plan 2016-17 - Summary

Special Edition - FCA Business Plan 2016-17

Newgate News - MIFID II

Newgate News - AIFMD

Special Edition: FCA Regulatory Business Plan 2015/16

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Newgate News

Newgate Compliance (Channel Islands) Limited

Newgate Newsletter December 2022

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Newgate Newsletter November 2021

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IFPR Article Final July 2021

Newgate Newsletter July 2021

Newgate Newsletter May 2021

Newgate Newsletter March 2021

Newgate Training Centre 2021

Newgate Newsletter October 2020

Newgate Newsletter September 2020

Newgate Newsletter - August 2020

Newgate Newsletter July 2020

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Newsletter - FCA Business Plan 2020/2021

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Enforcement Focus

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Enforcement Focus - January 2020

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Enforcement Focus - April 2018

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Enforcement Focus - December 2016

Enforcement Focus - October 2016

Enforcement Focus - July 2016

Enforcement Focus - February 2016

Enforcement Focus - November 2015

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Enforcement Focus - June 2015

Enforcement Focus - April 2015

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