Our consulting team provides an ongoing compliance support service that is customised to your firm’s needs. We are experienced in helping firms to meet their regulatory requirements by installing a compliance framework and governance structure that covers all of the firm’s compliance obligations.
Using web-based and face to face consulting, we will provide compliance monitoring support that covers training and instruction in the compliance framework and your regulatory obligations; management of regulatory developments and changes and their impact on your firm. Regular on-site visits by our experienced consultants provides clients with regular advice on compliance issues and an opportunity to discuss developments at your firm and any regulatory implications of these changes. Regulatory training is also provided as required.
For more information on our ongoing consulting service please contact the Consultation team.
"We asked Newgate Compliance to assist us with some regulatory issues that we were having. They came to see us and we were impressed by their enthusiasm and professionalism. They resolved our issue and we now have a fully compliant system in place..."
CEO, Asset Manager based in Mayfair, London.