Newgate Compliance provides comprehensive regulatory and compliance training on a variety of topics. The consultant will come to your office and tailor the level and depth of the training to the knowledge and experience of the attendees and the regulatory requirements.
Our training courses are delivered at your offices to minimise disruption with the subject and length of each training session determined by the firm’s requirements. Courses typically centre on subjects such as:
For more information on on regulatory training services please contact us.
The Newgate Training Centre offers a suite of online courses designed to help firms and their staff meet their mandatory training requirements under FCA rules.
The online training offers a flexible solution for staff. Training sessions can be paused and saved for a later date, as well accessible online via desktops, laptops, tablets and smartphones.
The course offering covers essential core compliance courses including:
For a free trial and/or any queries please contact us:
The Newgate Training Centre offers a suite of online courses designed to help firms meet their mandatory training requirements and with their continuous professional development. The selection of course can be tailored to meet the requirements of each employee. We recommend allocating courses depending on the SM&CR function of each employee.
These are our 'core' modules for all staff members including those that are not Senior or Certification Staff such as interns.
These courses are relevant to all certified persons that are not Senior Managers, such as Team Leaders and those with a client-facing role.
These courses include more detailed regulatory training, relevant for the firm's Compliance Officer, Board of Directors and NEDs