Crypto Compliance

Cryptoassets are becoming subject to heightened regulatory attention and scrutiny. Newgate has been able to utilise our specialist knowledge of compliance, regulation, and due diligence to offer our support to firms to navigate the increasingly complex regulatory environment.

How Newgate can help

Our experienced team closely monitor the regulatory landscape and help our clients to maintain the highest levels of regulatory compliance. Our crypto assets service offering includes:

  • Developing and implementing regulatory policies and procedures

  • Developing anti-money laundering (AML) and know your customer (KYC) frameworks including the mandatory annual business wide risk assessments which is required under regulations

  • Carrying out AML and KYC monitoring and independent audits

  • Providing regulatory perimeter guidance to help clients involved in crypto trading understand what regulatory permissions and registrations they require

  • Prepare and project manage your firm’s FCA authorisation and registration. This includes including drafting the application and supporting documents such as the Regulatory Business Plan; engaging with the firm and engaging with the FCA throughout the application process, drafting and implementing policies and procedures; continuing to provide support post registration such as compliance monitoring

Newgate has been able to assist well-known crypto brands to stay ahead of the curve. Contact us for further information on how we can assist you.