The Gateway system is a comprehensive compliance management tool enabling a firm to undertake the compliance monitoring programme within a secure online environment.

The Gateway also allows a firm to monitor and track employee compliance filings, for example, personal account trading, gifts and benefits reporting and attestations. It will not only make the process more efficient but will enable your firm to evidence full details of any employee compliance filing, if required to do so at a later date.

Not only is the Gateway a depositary holding all policies, registers, forms and procedures but it also has a library of articles and documents ona wide range of regulatory topics and issues.