The Gateway

The Gateway is Newgate's unique online compliance solution. It has been designed by compliance experts at Newgate specifically as a compliance product and solution to simplify the implementation of your compliance procedures within your firm. This system has been designed for firms within the industry and does not attempt to adapt an off-the-shelf system into a compliance product.

The Gateway system is a comprehensive compliance management tool enabling a firm to undertake the compliance monitoring programme within a secure online environment.

The Gateway also allows a firm to monitor and track employee compliance filings, for example, personal account trading, gifts and benefits reporting and attestations. It will not only make the process more efficient but will enable your firm to evidence full details of any employee compliance filing, if required to do so at a later date.

Not only is the Gateway a depositary holding all policies, registers, forms and procedures but it also has a library of articles and documents ona wide range of regulatory topics and issues.