Keeping your business in good standing


As regulatory demands increase, businesses often find it difficult to ensure they remain compliant on a continuous basis.

Newgate Compliance (UK and Channel Islands), deliver pragmatic and flexible solutions to help our clients meet what are often complex and evolving regulatory obligations.

We assist with a broad range of compliance services such as submission of regulatory authorisation applications, provision of Money Laundering Reporting Officers (MLROs), the implementation of compliance frameworks and governance structures, as well as regulatory and compliance training for employees. 

All of which is backed by our innovative cloud-based regulatory compliance solution, The Gateway.


Why our clients choose Newgate regulatory and compliance services


Our compliance teams are built by experienced compliance professionals - many of whom are ex-regulators. This means we are able to ask the right questions and help develop the right solutions for your business.

As your business scales, we offer flexible solutions such as supporting you in applying for direct authorisation or building an in-house compliance team.

The Gateway is Newgate’s unique online compliance solution. It delivers a range of compliance solutions to improve controls and governance, reduce compliance risk and share compliance knowledge. 


Compliance services & solutions


  • Anti money laundering (AML)
  • Compliance Monitoring
  • Regulatory reporting
  • Regulatory healthchecks
  • Data protection services
  • Financial crime
  • Board evaluation services
  • Compliance consulting
  • The Gateway

Regulatory authorisation & hosting

  • Regulatory authorisation support
  • Regulatory hosting services


  • Compliance & regulatory training