Anti Money Laundering


We put client protection at the heart of what we do


Many firms want to ensure protection against the risks of financial crime such as money laundering but are faced with resourcing and cost issues.

We offer clients an outsourced AML compliance services function which allows firms to manage their regulatory risk and operating overheads.

By outsourcing your AML obligations to our full-service compliance team, you can operate more confidently as our business grows.

We also offer advisory and audit services on AML KYC issues to clients.


How we help


We offer an outsourced AML compliance solution which handles customer onboarding and periodic reviews, PEPs & sanctions screening, transaction monitoring, AML reporting, and general financial crime advice.

We carry out an independent audit to examine and evaluate a firm’s policies, controls and procedures, including a review of a firm’s KYC onboarding records.

We understand that a fully staffed and resourced compliance function may be beyond some clients; therefore, we work with your existing teams to improve their understanding of the key risks involved.

Risk management is not a static, one-off event, and effective AML policies require constant updating and proactive systems and processes. Our AML services prioritise proactive ongoing excellence.

We help to ensure your policies and processes are always in line – and ahead of – both your peers’ standard and regulators expectations.


Why Newgate?

AML expertise

Our AML team is deeply experienced in the ever-evolving risk landscape, having worked in enforcement and regulation themselves for many years.

All data and knowledge in one place

Newgate’s Gateway portal acts as a comprehensive one stop shop for all your AML compliance.

Real-time reports and risk management

Depending on the level of monitoring required we can work with you on a tailored level of real-time risk monitoring.


AML compliance services

MLRO provision

We will provide a Money Laundering Reporting Officer (MLRO) where required.

Transaction monitoring

We conduct transaction monitoring and SPT reporting when necessary and report to the MLRO and board of the funds.

Outsourced AML function

We undertake outsourced AML checks, including assistance with customer due diligence (CDD) reviews and CDD onboarding.


Get in touch

Get in touch to find out more about our services:

United Kingdom
+44(0)20 3696 8750

+44 (0)1481 725 775