Authorisation

Newgate Compliance is unrivaled in the experience and skill of its team when dealing with FCA authorisation applications. The Newgate team has an unblemished success record in obtaining authorisation for over 200 wholesale clients. The team have combined knowledge of over 15 years’ experience of working within the authorisation department at the regulator where they have led teams of case officers, formulated authorisation policy and implemented new regulatory developments.

Newgate Compliance will project manage your application, working closely with your other service providers to ensure that the application is of high quality and the license obtained fully covers the needs of your business. We will liaise with the FCA throughout the application, using our technical knowledge and understanding to minimise application times and to ensure that your relationship with the regulator starts from a strong position.

For more information on our FCA application service please contact the Authorisation Team.

What our clients say...

"Newgate were able to prepare our application very quickly and assisted us in all correspondance with the FCA. I truly believe that without Newgate the process would have taken a lot longer..."

Managing Director, Broking firm based in the City of London