Financial Crime Unit

Newgate’s newly established specialist Financial Crime Unit offers our clients support across all sectors and jurisdictions. Our team offer clear advice, practical solutions and dedicated support from experienced professionals.

Newgate offers support across three key areas:

Developing Systems and Controls

We help firms identify and assess the risks it faces in respect of financial crime.  We assist in the implementation of policies, controls, and procedures to mitigate and manage effectively the risks identified.  

Outsourced AML Assistance

Many firms want to ensure protection against financial crime risk but are faced with resource and costing issues.

Newgate offers clients an outsourced AML function which allows firms to manage their regulatory risk and operating overheads.

Independent Audit

We provide independent evaluation and audits against local legislation and guidance:

  • Examine and evaluate the adequacy and effectiveness of policies, controls and procedures by the firm or its service providers;
  • recommend and implement remedial action plans; and
  • monitor the firm’s compliance with those recommendations.

If you require assistance in this ever-demanding regulatory area, please do reach out to us as we would be very happy to help and reduce the burden.