Martin Herriot

Founding Director

Martin has worked in the Financial Services Sector for over 30 years. His experience includes over a decade at the FSA and it's predecessor, the Investment Management Regulator Organisation, together with five years as a CEO of a multinational consulting firm and industry roles at Jupiter Asset Management, Barings, The Royal Bank of Scotland and Govett Asset Management.


While at the regulator, Martin held a number of senior positions leading teams of supervisors undertaking monitoring visits, was a voting member on the Regulatory Transaction Committee and had decision making authority on all types of investment management authorisation applications. He was also the investment management specialist for the Regulatory Transactions Department.

Martin has the Investment Management Certificate as well as passing the Chartered Banker and Chartered Company Secretary examinations. He is also a member of the Institute of Directors.